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深圳证券交易所证券投资基金业务指引
发布时间:2004-08-02 来源: 作者:
发布时间:2004-4-20 
  
                                                         深圳证券交易所
                                                          二○○○年四月  

目    录

第一章    上网发行

一、工作程序                                                                    

二、附     件                              

附件1-1证券投资基金证券代码、简称申请         

附件1-2基金发行公告                               

附件1-3基金上网发行申请表                                

附件1-4基金发行划款通知                                 

附件1-5基金上市申报材料表                               

附件1-6上网发行中签率公告                              

附件1-7摇号抽签结果公告                               

第二章    扩    募

一、工作程序                                                                    

二、附     件                                   
附件2-1扩募申请材料目录                                     

附件2-2扩募配售公告                                         

附件2-3停(复)牌申请表                                      

附件3-4基金扩募缴款提示性公告                                 

第三章    上    市

一、工作程序                   
                                                 
二、附     件                                                

附件3-1新基金上市申请材料目录                             

附件3-2老基金上市申请材料目录                             

附件3-3基金上市前份额登记托管资料目录                   

附件3-4基基金资产非交易过户资料目录                       

第四章    扩募上市
一、工作程序   
            
二、附     件                                    
附件4-1扩募上市申请材料目录                                 
附件4-2基金扩募份额上市公告   
                             
第五章    发起人份额上市
一、工作程序        
二、附     件                                               
附件5-1发起人份额上市申请材料目录                           
附件5-2基金发起人份额上市公告     
                         
第六章    分红派息
一、工作程序                                                                    
二、附     件                                                     
附件6-1基金分红派息公告   
                                   
第七章    信息披露
一、事务管理                                                                    
二、定期公告披露工作程序                                         
三、临时公告披露工作程序                                             
四、信息披露暂停交易规定                                        
五、附    件                                                                 
附件7-1授权委托书                                          
附件7-2基金信息披露申报表     
                                
第八章    交易清算
一、工作内容                              
二、附     件                                                  
附件8-1基金专用席位申请表                                     
附件8-2席位开通交易申请表                                    
附件8-3基金申请开立证券帐户程序                               


 

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